Compliance Analyst (MNC/Bank/Contract)

Compliance Analyst (MNC/Bank/Contract)

Looking for a Compliance Officer

A MNC Bank

The Opportunity

• Adecco is partnering our client, one of the world's largest financial services organizations
• We are looking for a Compliance Officer
• The role will start out as a contract
• Candidates who are immediately available/ able to start work within short notice will be preferred

The Talent

• 5 years of regulatory compliance experience
• Have good working knowledge of regulations (ie. Banking Act, SFA, FAA)
• Have excellent interpersonal and negotiation skills.
• Must be analytical and have a good eye for detail.
• Possess strong communication skills both verbal and written.
• Able to work under pressure and tight deadlines.
• Able to work both as a team player as well as independently

Job Description

• Assist in identify regulatory compliance risks and performing compliance risk assessments
• Monitor regulatory change developments and potential impact of regulatory change on the Markets and Securities Services Business in Singapore, including performing gap analysis and providing compliance advisory to stakeholders
• Perform and support conduct risk assessments
• Assist in providing training to create compliance awareness including on thematic issues
• Reviews and assist in carrying out the effective deployment of the Regulatory Compliance Monitoring Plan
• Provide compliance advise and risk steward on compliance and CA risk related matters
• Review new product approvals and any new business initiatives by team
• Assist to maintain regulatory relationships
• Assist with changes in Global Regulatory Compliance Standards and Policies.
• Resolve any/all identified issues promptly, and escalate concerns to Head of department
• Maintain and observe all bank control standards and implement and observe the Group Compliance Policy, including the timely implementation of recommendations made by internal/external auditors and external regulators.
• Maintain awareness of operational risk and minimise the likelihood of it occurring including its identification, assessment, mitigation and control, loss identification and reporting.

Next Step

• Prepare your updated resume (please include your current salary package with full breakdown such as base, incentives, annual wage supplement, etc.) and expected package
• Send your resume to [email protected]om
• All shortlisted candidates will be contacted

Liu XinYang

EA Licence Number: 91C2918

Personnel Registration Number: R1988872

Adecco is acting as an Employment Business in relation to this vacancy.

The Adecco Group is an Equal Opportunities Employer.

Reference number JN -042021-57292_161975892401134